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43 pages 1 hour read

Jerry Spinelli

Fourth Grade Rats

Fiction | Novel | Middle Grade | Published in 1992

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Background

Authorial Context: Jerry Spinelli

Known for crafting stories that capture the essence of childhood and adolescence, Jerry Spinelli is an acclaimed author of young adult and middle-grade fiction who often draws inspiration from his own childhood memories and family life. His works often portray the experiences of a child protagonist who must confront challenges associated with growing up, such as developing personal identity and creating strong social bonds. Spinelli is most famous for his novel Maniac Magee, for which he won the Newbery Medal in 1991. The novel follows a young protagonist who must cope with his lack of a home and find a new place to belong as he simultaneously confronts larger societal issues such as racism. Based on Spinelli’s personal experiences growing up in Norristown, Pennsylvania, Maniac Magee has become widely celebrated for its thoughtful approach to topics like racial identity and inequality. The protagonist’s experiences of learning to fit into the world around him reflect themes that Spinelli explores in many of his novels, for his protagonists are often positioned on the fringes of society and are looking for a new place to fit in. Spinelli also wrote the well-known novels Crash, Third Grade Angels, Milkweed, and Loser.

Critics praise Spinelli’s ability to depict childhood experiences in a relatable way without condescending to his young audiences. In his own words, Spinelli wishes to avoid “preaching down” to his readers, which is why he feels that he doesn’t “write for kids,” he “writes about them” (Lodge, Sally. “Q&A with Jerry Spinelli.” Publishers Weekly, 3 Aug. 2021). Spinelli often draws inspiration from real events and people in his childhood to create an authentic narrative voice. His own family is very important to him, and many of his novels explore the influence that strong social bonds like friendship or chosen family can have on young people during their most crucial developmental stages. 

As with many of Spinelli’s other novels, Fourth Grade Rats explores the challenges associated with growing up and fitting in. Spinelli utilizes informal diction to craft an authentic child voice that will appeal to young readers. Suds is positioned on the edges of fourth grade society at the beginning of the novel, for he resists becoming a “fourth grade rat” despite his friend Joey’s insistence that it’s the natural order of things. The questions that Suds faces about the nature of manhood and maturity resonate with many young readers as he questions if growing up really means having to leave childhood behind completely. Spinelli also touches on the role of social expectations in driving these questions, as Suds faces peer pressure that drives him to discard things from his childhood that thwart his efforts to appear mature. Throughout this journey, Suds’s parents support him and help him to reach important conclusions, a dynamic that reflects Spinelli’s belief in the importance of familial bonds.

Literary Context: Middle-Grade Genre and Coming-of-Age Stories

Middle-grade literature describes works for an intended audience rather than denoting a uniform set of characteristics, but the category nevertheless comprises several key traits that legitimize its claim to being a genre in its own right. Middle-grade fiction includes all the standard subgenres found in works aimed at other age groups (such as fantasy, contemporary, horror, science fiction, or romance), but unlike the adult versions, the middle-grade genre is intended for an audience ranging from about 8 to 12 years of age. Middle-grade works act as a bridge from simpler children’s books to the more emotionally and thematically complex material of young adult novels. Often tackling heavy subjects like loss, war, death, injustice, and abuse, middle-grade fiction frequently depicts experiences that mirror the challenges that the target audience may also be experiencing. Dominant themes include issues of friendship, family dynamics, personal identity, and a child’s growing awareness of their place in society.

Middle-grade novels therefore explore the transition from childhood into the pre-adolescent stage of life that is distinct from full adolescence. While young adult fiction (which is aimed at an adolescent audience) frequently examines protagonists’ internal world and outlines their efforts to redefine and influence the world around them, middle-grade fiction usually examines how characters react to their world and develop a deeper understanding of their place within it. As such, the protagonists of middle-grade novels experience a coming-of-age transformation that differs from the classic bildungsroman, which usually features adolescent or young adult characters. The traditional bildungsroman structure features four distinct stages. The first stage is an initial loss, in which the protagonist experiences an emotional crisis that drives them forward into the larger world, and this is followed by the journey, in which an essential question drives the protagonist to enter the larger world and gain the knowledge and experiences they need to mature. This trajectory leads to greater conflict and personal growth, in which the protagonist must reconcile complications of personal identity or societal expectations. Finally, the character reaches a new level of maturity by resolving their prior conflict and helping others who are struggling on their own path. Although coming-of-age stories are distinct from the traditional bildungsroman, they do utilize similar structures to a lesser degree to communicate similar themes.

Fourth Grade Rats uses the transition from third to fourth grade and a structuring schoolyard rhyme to explore Suds’s deepening understanding of himself and his place in the world. Suds reacts to the social pressure at school, which urges him to make uncomfortable changes in his life and behavior. However, rather than cluttering the narrative with moments of abstract reflection, Spinelli uses carefully crafted dialogue and action to convey Suds’s change and growth. The explicit grounding in the transition from third to fourth grade functions as an analogy for the developmental transition from childhood to preadolescence, facilitating a deeper exploration of the emotions that occur during this essential life stage. The novel uses a muted version of the typical bildungsroman structure to convey Suds’s struggles against the social demands to become a rebellious fourth grade “rat,” and as the story progresses, he explores his evolving identity within the shifting boundaries of childhood and maturity. As he eventually succumbs to peer pressure and temporarily becomes a full-fledged rat, he ultimately learns from his social mistakes and comes to a deeper understanding of the definition of maturity.

Cultural Context: Preadolescent Development

Preadolescence is the stage of life occurring from roughly 9 to 12 years of age, which coincides with the target audience for middle-grade fiction. Psychologists generally consider preadolescence to be a discrete developmental stage that is distinct from adolescence and is marked by more dynamic personality shifts and neurological changes. During preadolescence, children demonstrate a greater degree of autonomy and abstract thinking. They also develop a heightened sense of individual identity and social awareness, and they often gain a stronger capacity for moral reasoning and empathy. As they become more aware of how they fit into their social environment, they may become more conscious of how others perceive them. At this stage, children likely experience a disruption to their internal equilibrium as the shift into preadolescent culture creates yearnings for independence and autonomy that conflict with their residual cravings for the security of their childhood. 

This crucial transition into preadolescence stands at the heart of Fourth Grade Rats. The shift from “third grade angel” to “fourth grade rat” in the novel serves as an external analogy for the more important internal shift from childhood to preadolescence. For the characters in the novel, the schoolyard rhyme is a concrete way to make sense of the abstract concept of growing up. The fourth grade “rat” motif therefore structures the younger characters’ understanding of their evolving social roles and supports the novel’s exploration of the challenges of this transition. As Suds grapples with overwhelming peer pressure to become a rat, he develops a greater awareness of how others perceive him. At the same time, he has a strong sense of personal integrity that causes him to struggle when his friends’ expectations of rat behavior clash with his personal values. The text uses realistic challenges of the preadolescent developmental stage to structure Suds’s character arc and as he works through the complexities of growing up.

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