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William ShakespeareA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
On a storm-tossed sea, the ship’s boatswain works frantically, ordering his men to reposition sails and do what else they can to save the ship from crashing against a nearby shore. King Alonso of Naples is aboard; he and several other passengers—including the king’s brother Sebastian, the counselor Gonzalo, and Antonio the usurping duke of Milan—come up from below. Fearing for their safety, they interrupt the sailors at their work.
The boatswain speaks curtly to them, telling them to go back below decks and leave the sailors to save the ship. The royal party grumbles at the boatswain’s arrogance, but they retreat. Gonzalo declares that the boatswain will someday be hanged for insolence, and therefore he cannot drown, which is good news during the storm. Below decks, the passengers scream and cry in terror—“‘Mercy on us!’—‘We split, we split!’—‘Farewell my wife and children!’—‘Farewell, brother!’” (1.1.57-58)
Inland, in a “cell” or cave, Prospero, who is a sorcerer and the overthrown duke of Milan, receives his daughter Miranda, who asks him to use his powers to stop the raging storm. She saw a nearby ship struggle on the roiling sea and then break apart. Prospero assures her that no harm has come to the people on board.
Prospero decides the time has come to explain to Miranda her real identity. She replies that she has never wondered why they live on this island, though Prospero has often begun to reveal their true story and then checked himself. She remembers vaguely that, at age three, she had “Four or five women once that tended me” (1.2.47).
Prospero agrees and tells her that 12 years ago he was the Duke of Milan, and she was his only heir. Prospero focused on his hobbies and ignored stately matters, leaving them in the hands of his beloved and trusted brother, Antonio. Over the years, though, Antonio grew fond of rule and conspired to overthrow Prospero and take the throne. With the aid of the army of Prospero’s old enemy the King of Naples, Antonio took Milan for himself and banished Prospero and his daughter to a leaky boat cast onto the sea.
Alonso’s counselor, Gonzalo, took pity on them and furnished the boat with food, clothing, and books from Prospero’s library. Strengthened by his love for his daughter, Prospero persevered, and fate set them on this island. He educated Miranda from his vast knowledge; a curriculum much better than she would have learned in court.
By good fortune, Prospero’s enemies have sailed nearby, and Prospero’s magic forced the ship to crash onto the island and place the usurpers in his power. His story finished, Prospero works a spell that causes Miranda to fall asleep.
Prospero calls for Ariel, a magical sprite, and asks if he has completed the task of bringing the ship to harbor and placing the passengers on land. Ariel answers that he rushed about the ship, glowing as if afire, and made the passengers go mad and dive overboard. All arrived ashore but are separated into groups as Prospero commanded, including Alonso’s son Ferdinand who sits alone. Ariel preserved the ship and brought it to a small cove, its sailors asleep inside. The rest of the fleet, thinking it saw the king’s ship sink, has “bound sadly home for Naples” (1.2.235).
Prospero thanks Ariel for his excellent work, but Ariel complains that Prospero has promised to free him from slavery. Prospero reminds Ariel that it was the witch Sycorax who punished Ariel for refusing to obey her most evil commands by magically confining him in a tree trunk for 12 years. After she died, it was Prospero who found and saved him. Prospero also found and nurtured Sycorax’s malformed son Caliban, whom Prospero now keeps as a slave. Prospero reminds Ariel that he can put the sprite back into a tree, but he also promises the sprite that if he performs well during the next two days, Prospero will free him.
Excited by the prospect of imminent freedom, Ariel asks what his final duties should be. Prospero commands him to shape himself “a nymph o’ the sea” (1.2.301) but remain invisible to all but themselves and await further orders.
Miranda awakens and wonders at her recent sleepiness. Prospero calls for Caliban. Miranda reminds her father that she thinks Caliban is a “villain”; Prospero, in turn, reminds her that the slave is useful to them. Caliban doesn’t want to report in; Prospero insults him and demands his attendance. Ariel darts in, shaped like a nymph; Prospero compliments him, then whispers in his ear; Ariel says, “it shall be done” and departs (1.2.318).
Caliban loudly wishes misfortune on Prospero and Miranda, and Prospero responds with a magic curse that will make Caliban suffer cramps and other ailments all night. Caliban bemoans how he once loved Prospero for his kindnesses, but now he’s enslaved within the cave. Prospero scolds him for lying, saying that Caliban tried to rape Miranda; Caliban replies that, had Prospero not stopped him, “I had peopled else / This isle with Calibans” (1.2.350-51). In an aside, Caliban says that Prospero’s magic is too powerful to defy. He shuffles off and attends to his chores.
Ariel, singing and playing music, flits invisibly near Ferdinand, who follows the sound but can’t find its source. The song disperses his sadness about the ship disaster. Ariel’s song describes King Alonso’s bones lying at the bottom of the sea, his eyes turned to pearls as the sea nymphs mourn him.
Ariel leads Ferdinand toward Prospero and Miranda. She wonders who he is; her father explains that he’s one of the shipwrecked passengers. Miranda is stunned by him: “I might call him / A thing divine; for nothing natural / I ever saw so noble” (1.2.418-20). Prospero quietly tells Ariel his work is excellent, and he’ll be freed in two days.
Ferdinand approaches them and asks who she might be, whether human or goddess; Miranda replies that she is a simple maiden. He introduces himself to them as the son of the King of Naples, whose death and the death of his retinue he mourns.
Prospero notices with satisfaction that his daughter and Ferdinand seem drawn to each other, but they’re moving too quickly—he wants them to struggle for each other and thereby truly value their budding relationship. He chides Ferdinand: “I fear you have done yourself some wrong” (1.2.443). Miranda protests her father’s interference: This is only the third man she has ever seen and “the first That e’er I sigh’d for” (1.2.445). Ferdinand replies that if she is truly a virgin he would like to make her the queen of his country.
Prospero accuses Ferdinand of spying for the King of Naples and plotting to take over the island. Ferdinand insists he isn’t, and Miranda declares that no deceit can come from such a man Nevertheless, Prospero insists and tries to imprison Ferdinand. Refusing such treatment, Ferdinand draws his sword, but Prospero uses magic to freeze the young man in place.
Miranda pleads with her father to free him, but Prospero chides her for her innocence; he insists that this young man is a bad one. She offers herself as bond for his freedom, but Prospero rejects this. Ferdinand, still immobilized, hopes only that he might glimpse Miranda from his prison cell. Prospero is pleased; their romance is growing properly. He calls for Ariel to follow him and do as he commands.
Act I opens dramatically with a ship in danger; it then introduces the main characters, floats Prospero’s scheme, and launches the love affair between Miranda and Ferdinand.
Most of the central characters in The Tempest—Prospero, Miranda, Ferdinand, Ariel, and Caliban—descend from an Italian theater form, popular during Shakespeare’s time, called commedia dell’arte, which sometimes featured stories about a magician, his daughter, her suitor, magical beings, and a hunchback. (Amy Drake. “Commedia Dell’Arte Influences on Shakespearean Plays: The Tempest, Love’s Labor's Lost, and The Taming of the Shrew.” Selected Papers of the Ohio Valley Shakespeare Conference, Vol. 6, Article 3, p. 18. University of Akron, May 2015.)
The play’s first scene was inspired by real shipwrecks. Historians believe the endangered ship in Act I is based on the loss of the English vessel Sea Venture during a storm near Bermuda in 1609, in which all passengers survived. Meanwhile, the crown ship Prince Royal, launched at London in 1610, immediately encountered a local storm and was nearly destroyed; its builder suspected black magic by his competitors. That speculation may have inspired Shakespeare’s idea for a ship under a spell, while the fate of the Sea Venture suggests a locale for the play: an island such as Bermuda somewhere in the New World. (“The Ship that Inspired Shakespeare.” Royal Shakespeare Company. https://www.rsc.org.uk/news/archive/the-ship-that-inspired-shakespeare. Accessed 29 Apr. 2021.)
Prospero tells Miranda that fate has brought his enemies to his shore and that he must “court” this good luck or his future plans “Will ever after droop” (1.2.184). This recalls a famous line from Shakespeare’s earlier drama, Julius Caesar, in which Brutus warns his fellow conspirators:
There is a tide in the affairs of men
Which, taken at the flood, leads on to fortune;
Omitted, all the voyage of their life
Is bound in shallows and in miseries (Julius Caesar 4.3.250-53).
One of the shipwrecked is King Alonso’s son Ferdinand, the perfect match for Prospero’s daughter. The time is now for Prospero to right the wrongs done to him 12 years earlier. If he works quickly and cleverly, he might reclaim his throne, marry his daughter to a good man, achieve peace with Naples, and make amends for some of his own dark deeds against the island’s native inhabitants, including his slaves, Caliban and Ariel.
In recent decades, scholars have focused on The Tempest’s representation of colonialism. Shakespeare was aware of stories from the newly colonized Western Hemisphere, and descriptions of European conquerors dominating and enslaving the natives could not have escaped him.
Shakespeare thus understood the painful ironies of colonialism. Prospero means well but exhibits the arrogance of those born to power. He feels superior to the island’s residents and therefore assumes he knows what’s best for them; this creates problems similar to those experienced by European colonial masters and their indigenous subjects. Prospero regards Caliban—his name a rough anagram of “cannibal”—as a rebellious, depraved islander whom Prospero tries but fails to “civilize.” By contrast, Ariel, perhaps the original owner of the island, collaborates with his captor. Caliban and Ariel represent two major ways in which Indigenous inhabitants often responded to colonial domination.
Ariel and Caliban, though they suffer the same fate, are opposites: Caliban is angry, brutish, and rebellious, while Ariel is evanescent, delicate, and cheerful. Caliban is generally ineffective, while Ariel’s spritely skills are impeccable. One stands in for brutalized peoples everywhere; the other, as an “upper class” victim of subjugation, enjoys a better life under foreign domination but still yearns for freedom.
Another situation that Prospero feels the need to control is the blossoming romance between Ferdinand and Miranda. Their bond will help solidify the pact that Prospero plans to make with King Alonso: A marriage would join Milan and Naples in a friendship that might prevent further conspiracies against Prospero. The sorcerer solidifies the young couple’s love by making it hard for them to be together. For fathers in the audience with teenage daughters at home, Prospero’s torture of Miranda’s suitor provides a brutal form of comic satisfaction. Beyond that, the young couple’s ardent feelings enhance the play with a crowd-pleasing romance.
By William Shakespeare
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